ProFundCom is delighted to be sponsoring the London Compliance & Operations Summit 2016.
Changes in client demographics and heightened scrutiny from regulators are pushing up expectations around technology, at a time where momentous change in reporting and planning is ever-looming as the country moves closer to Brexit. Essentially, wealth management firms need to embrace digital if they want to remain relevant and ease their regulatory burden. Technology is now an efficiency driver from the back-office through to the front. However, aligning a firm’s digital strategy with operational considerations, client service, and regulatory compliance can be complex. Challenges include, for example, consistency in multi-channel communications and dealing with high-risk clients.
This year’s Compliance & Operations Summit will bring together luminaries from across the industry to discuss key developments and offer best-practice insights on these pressing subjects.
The summit will focus on
- Digital compliance challenges for Wealth Management. Impact and implications of the Senior Managers Regime.
- Digitising the whole client lifecycle
- Technology and impact: where to spend?
- To what extent will technology be a driver for the successful wealth manager for the future?
For more details on how to register for the event please follow this link.
Date: Tuesday 29th November • 2016
Time: 8:00 am – 2:00 pm
Venue : 8 Eastcheap, London EC3M 1AE