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Archive for July 28th, 2026

Fund Marketing Intelligence

28 July, 2026

What Does the SEC’s Digital Default for Disclosures Mean for IR Teams?

A Regulation E-Delivery rule text recently hit the Federal Register, potentially changing investor’s opt-in options and a fund’s digital obligations. […]

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Fund Marketing Intelligence

28 July, 2026

If FINRA Scraps Principal Pre-Approval for AI Marketing, Distributors Need to Become “Risk-Based”

Generative AI has massively increased the speed of crafting retail communications. Duly, it has triggered FINRA to address firms’ pre-approval […]

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Fund Marketing Intelligence

28 July, 2026

Referral Programs Can Raise Assets, But Most RIAs Are Without One

It has been steadily assumed that RIAs with referral programs can bring in more client assets than those lacking them. […]

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Fund Marketing Intelligence

28 July, 2026

Where Do 80% of LPs Find Managers? As It Turns Out, Not Through Your Database Or Outbound Marketing

There’s a pattern building in the way that institutional allocators make decisions. It is not what many fund managers will […]

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